-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G1nPhNy9i6F4d7Gr2GkAFrHHQ3sJiti7fkB6OjoAXpM3LOJldxAbujV/M3ONC7wD zxY1KsrX7OTonqQ1xki2IA== 0001104659-03-002569.txt : 20030214 0001104659-03-002569.hdr.sgml : 20030214 20030214162513 ACCESSION NUMBER: 0001104659-03-002569 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REPUBLIC SERVICES INC CENTRAL INDEX KEY: 0001060391 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 650716904 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54333 FILM NUMBER: 03568202 BUSINESS ADDRESS: STREET 1: 110 SE 6TH STT 28TH FLR CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547692400 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CASCADE INVESTMENT LLC CENTRAL INDEX KEY: 0001052192 IRS NUMBER: 911680459 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4258030720 MAIL ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 SC 13G/A 1 j7498_sc13ga.htm SC 13G/A

SEC 1745
(02-02)


Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

OMB Number:
3235-0145

 

Washington, D.C. 20549

Expires: December 31, 2005

 

SCHEDULE 13G

Estimated average burden hours per response. . 11

 

Under the Securities Exchange Act of 1934
(Amendment No. 4)*

 

REPUBLIC SERVICES, INC.

(Name of Issuer)

 

Common Stock, par value $0.01 per share

(Title of Class of Securities)

 

760759100

(CUSIP Number)

 

February 4, 2003

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[     ]

Rule 13d-1(b)

[ X ]

Rule 13d-1(c)

[     ]

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting  person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the  Notes).

 



 

 

CUSIP No.  760759100

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Cascade Investment, L.L.C.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[     ]

 

 

(b)

[ X ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
State of Washington

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
18,078,300

 

6.

Shared Voting Power
-0-

 

7.

Sole Dispositive Power
18,078,300

 

8.

Shared Dispositive Power
-0-

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
18,078,300

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  [     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
11.0%

 

 

12.

Type of Reporting Person (See Instructions)
CO

 

 

2



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Bill & Melinda Gates Foundation

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[     ]

 

 

(b)

[ X ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
State of Washington

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
100,000

 

6.

Shared Voting Power
-0-

 

7.

Sole Dispositive Power
100,000

 

8.

Shared Dispositive Power
-0-

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
100,000

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
.06%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

 

3



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
William H. Gates III

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[     ]

 

 

(b)

[ X ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
-0-

 

6.

Shared Voting Power
18,178,300*

 

7.

Sole Dispositive Power
-0-

 

8.

Shared Dispositive Power
18,178,300*

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
18,178,300*

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
11.0%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


*  All Common Stock held by Cascade Investment, L.L.C. (“Cascade”) may be deemed to be beneficially owned by William H. Gates III (“Gates”) as the sole member of Cascade.  All Common Stock held by the Bill & Melinda Gates Foundation (the “Foundation”) may be deemed to be beneficially owned by Gates as the sole trustee of the Foundation.  Michael Larson, the manager and executive officer of Cascade, has voting and investment power with respect to the Common Stock held by Cascade.  In addition, Mr. Larson acts with investment discretion for Gates, as sole trustee of the Foundation, in respect of the Common Stock owned by the Foundation.  Mr. Larson disclaims any beneficial ownership of the Common Stock beneficially owned by Cascade, the Foundation or Gates.

 

 

4



 

Item 1.

 

(a)

Name of Issuer
Republic Services, Inc. (the “Issuer”)

 

(b)

Address of Issuer's Principal Executive Offices
110 South East 6th Street, 28th Floor, Fort Lauderdale, FL  33301

 

Item 2.

 

(a)

Name of Person Filing
Cascade Investment, L.L.C. (“Cascade”), Bill & Melinda Gates Foundation (the “Foundation”) and William H. Gates III (“Gates”).*

 

(b)

Address of Principal Business Office or, if none, Residence
Cascade – 2365 Carillon Point, Kirkland, Washington  98033
The Foundation – 1551 Eastlake Avenue E., Seattle, Washington  98102
Gates – One Microsoft Way, Redmond, Washington  98052

 

(c)

Citizenship
Cascade is a limited liability company organized under the laws of the State of Washington.
The Foundation is a charitable trust organized under the laws of the State of Washington.
Gates is a citizen of the United States of America.

 

(d)

Title of Class of Securities
Common Stock, par value $0.01 per share (“Common Stock”)

 

(e)

CUSIP Number
760759100

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Not Applicable.

 

 

5



 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:    See the responses to Item 9 on the attached cover pages.

 

(b)

Percent of class:    See the responses to Item 11 on the attached cover pages.

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote:    See the responses to Item 5 on the attached cover pages.

 

 

(ii)

Shared power to vote or to direct the vote:    See the responses to Item 6 on the attached cover pages.

 

 

(iii)

Sole power to dispose or to direct the disposition of:    See the responses to Item 7 on the attached cover pages.

 

 

(iv)

Shared power to dispose or to direct the disposition of:    See the responses to Item 8 on the attached cover pages.

 

Item 5.

Ownership of Five Percent or Less of a Class
Not Applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person
Not Applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
Not Applicable.

 

Item 8.

Identification and Classification of Members of the Group
See Exhibit 99.

 

Item 9.

Notice of Dissolution of Group
Not Applicable.

 

Item 10.

Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


* Neither the present filing nor anything contained herein shall be construed as an admission that Cascade, the Foundation or Gates constitute a “person” for any purpose other than Section 13(g) of the Securities Exchange Act of 1934, or that Cascade, the Foundation and Gates constitute a “group” for any purpose.

 

 

6



 

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

Date: February 13, 2003

 

 

 

 

CASCADE INVESTMENT, L.L.C.

 

 

 

 

By:

/s/ Michael Larson

 

 

Name: Michael Larson

 

 

Title: Manager

 

 

 

 

BILL & MELINDA GATES FOUNDATION

 

 

 

 

By:

/s/ Michael Larson

 

 

Name: Michael Larson*

 

 

Title: Attorney-in-fact

 

 

 

 

WILLIAM H. GATES III

 

 

 

 

By:

/s/ Michael Larson

 

 

Name: Michael Larson*

 

 

Title: Attorney-in-fact

 

Joint Filing Agreement

 

We, the signatories of the statement to which this Joint Filing Agreement is attached, hereby agree that such statement is filed, and any amendments thereto filed by any or all of us will be filed, on behalf of each of us.

 

DATED: February 13, 2003

 

 

 

 

 

CASCADE INVESTMENT, L.L.C.

 

 

 

 

By:

/s/ Michael Larson

 

 

Name: Michael Larson

 

 

Title: Manager

 

 

 

 

BILL & MELINDA GATES FOUNDATION

 

 

 

 

By:

/s/ Michael Larson

 

 

Name: Michael Larson*

 

 

Title: Attorney-in-fact

 

 

 

 

WILLIAM H. GATES III

 

 

 

 

By:

/s/ Michael Larson

 

 

Name: Michael Larson*

 

 

Title: Attorney-in-fact

 


* Duly authorized under Special Power of Attorney appointing Michael Larson attorney-in-fact, dated March 14, 2001, by and on behalf of William H. Gates III, filed as Exhibit B to Cascade’s Amendment No. 1 to Schedule 13D with respect to Pan American Silver Corp. on March 19, 2001, SEC File No. 005-52919, and incorporated by reference herein.

 

 

7


EX-99 3 j7498_ex99.htm EX-99

EXHIBIT 99

 

ITEM 8 INFORMATION

 

The following may be deemed to be members of a group for purposes of this joint filing of a statement on Schedule 13G:

 

Cascade Investment, L.L.C., a limited liability company organized under the laws of the State of Washington; Bill & Melinda Gates Foundation, a charitable trust organized under the laws of the State of Washington; and William H. Gates III, a citizen of the United States of America.

 

 


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